Regulations Distribution of financial products and services

The official numbering system for regulations was changed as of August 1, 2010. The new alphanumeric code (given in parentheses following the name of the regulation) replaces the system published previously on the website of Publications du Québec.

This change does not constitute a regulatory amendment and does not affect the text of regulations nor their administrative designation.

The column “Administrative Designation” has been added as a means of transitioning between the new alphanumeric code of a regulation and its administrative designation. 

Insight

Note :

The dates indicated in the Regulations (official status) do not indicate the date of last amendment, but the date of the update of the database of Publications du Québec. Please refer to the last column in the table below for the date of the latest amendment to the regulation.

End of the insight

Regulation respecting complaint processing and dispute resolution in the financial sector - NOT IN FORCE

History of the Regulation

PUBLICATION DATE TO THE BULLETIN TEXT
February 15, 2024 Regulation respecting complaint processing and dispute resolution in the financial sector (PDF - 348 KB)This link will open in a new windowUpdated on February 12, 2024
In force on July 1, 2025
December 8, 2022 Draft Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 211 KB)This link will open in a new windowUpdated on December 8, 2022Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
End of consultation : February 6, 2023
December 8, 2022 Notice of consultation : Draft Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 165 KB)This link will open in a new windowUpdated on December 8, 2022Notice of consultation concerning Regulation respecting complaint processing and dispute resolution in the financial sector
September 9, 2021 Draft Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 83 KB)This link will open in a new windowUpdated on September 9, 2021Draft Regulation respecting complaint processing and dispute resolution in the financial sector.
End of consultation : November 8, 2021
September 9, 2021 Notice of consultation : Draft Regulation respecting complaint processing and dispute resolution in the financial sector (pdf - 50 KB)This link will open in a new windowUpdated on September 9, 2021Consultation notice on draft Regulation respecting complaint processing and dispute resolution in the financial sector.

Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds (A-32.1, r. 1.1) - June 1, 2023

History of the Regulation

PUBLICATION DATE TO THE BULLETIN TEXT
May 18, 2023 Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts  relating to segregated funds (PDF - 254 KB)This link will open in a new windowUpdated on May 11, 2023
In force on June 1, 2023
December 15, 2022 Draft Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds (pdf - 129 KB)This link will open in a new windowUpdated on December 15, 2022Consultation on Draft Regulation respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts relating to Segregated Funds.
End of consultation : January 31, 2023
December 15, 2022 Notice of consultation : Draft Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds (pdf - 111 KB)This link will open in a new windowUpdated on December 15, 2022Consultation of Regulation respecting the prohibition on charging certain fees from holders of individual variable insurance contracts relating to segregated funds

Regulation respecting the eligibility of a claim submitted to the Fonds d'indemnisation des services financiers (D-9.2, r.1) - January 1, 2006

Regulation respecting special brokerage in damage insurance (D-9.2, r.6) - August 5, 1999

Regulation respecting fees and contributions payable (D-9.2, r.9) - April 1, 2021

Regulation respecting the minimum experience required of independent representatives and of representatives who are partners in independent partnerships in the sector of claims adjustment (D-9.2, r.11) - September 30, 1999

Regulation respecting the compulsory professional development of financial planners (D-9.2, r.14.1) - December 1, 2011

Regulation respecting information to be provided to consumers (D-9.2, r.18) - May 1, 2020

Regulation respecting the keeping and preservation of books and registers (D-9.2, r.19) - December 2, 2023

Regulation respecting the administration of the Fonds d'indemnisation des services financiers - November 9, 2007 (Repealed)

Regulation respecting titles similar to the title of financial planner (D-9.2, r.20) - August 30, 2007

Regulation respecting brokerage activities in connection with loans secured by immovable hypothec - May 1, 2010 (Repealed)