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Guides, reports and other documents on financial sector oversight
Guides, reports and other documents on financial sector oversight
- Protecting investors (in French only)
Brief presented as part of the preliminary work of the
parliamentary committee on public finance (January 23, 2006)
INFLUENZA PANDEMIC
- Report on commercial practices in the
Québec damage insurance brokerage sector
This April 2005 report discusses the damage insurance sector and
includes findings on the relationship between insurers and
brokers.
- Report on Continuous Disclosure Review Program (CDR
Program)
This report is intended primarily for issuers headquarted
in Québec that are subject to the Securities Act, as well as
their auditors and legal advisers. It includes observations as to
the quality of financial disclosures filed by Québec-based
public companies. The report's recommendations and comments stem
from analyses of various continuous disclosure documents filed with
the AMF within the framework of the CDR Program.
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NRD Shift
NRD Shift is intended for persons who want information about the
National Registration Database or need to use the Database.
- News from AMF Training and Qualification (in French
only)
This publication is intended for trainers and recruiters in the
area of financial products and services, and applicants for a
representative's certificate in any sector. It includes information
on minimum training requirements (mandatory training courses and
programs), exams and training periods.
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- Professional liability insurance contract drafting
Guide
This guide is intended to insurers, firms and
representatives to help them prepare an insurance contract that
meets the requirements of the Act respecting the distribution
of financial products and services.
- Guide for Candidates: Practical Advice for Writing AMF
Examinations (In revision. Will be available shortly)
This guide includes practical advice to help applicants for a
representative's certificate successfully pass their exams.
