| Regulations - Distribution of financial products and services
The official numbering system for regulations was changed as of August 1, 2010. The new alphanumeric code (given in parentheses following the name of the regulation) replaces the system published previously on the website of Publications du Québec.
This change does not constitute a regulatory amendment and does not affect the text of regulations nor their administrative designation.
The column “Administrative Designation” has been added as a means of transitioning between the new alphanumeric code of a regulation and its administrative designation.
Note:
The dates indicated in the Regulations (official status) do not indicate the date of last amendment, but the date of the update of the database of Publications du Québec. Please refer to the last column in the table below for the date of the latest amendment to the regulation.
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Administrative Designation |
Last amendment |
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Regulation respecting the eligibility of a claim submitted to the Fonds d'indemnisation des services financiers (D-9.32, r.1)
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N° 6 |
January 1, 2006 |
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Regulation respecting firms, independent representatives and independent partnerships (D-9.2, r.2)
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N° 9 |
September 28, 2009 |
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Regulation respecting special brokerage in damage insurance (D-9.2, r.6)
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N° 11 |
August 5, 1999 |
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Regulation respecting the issuance and renewal of representatives' certificates (D-9.2, r.7)
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N° 1 |
March 1, 2010 |
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Regulation respecting distribution without a representative (D-9.2, r.8)
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N° 4 |
Janaury 1, 2011 |
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Regulation respecting fees and contributions payable (D-9.2, r.9)
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N° 14 |
January 1, 2011 |
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Regulation respecting the pursuit of activities as a representative (D-9.2, r. 10)
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N° 2 |
September 28, 2009 |
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Regulation respecting the minimum experience required of independent representatives and of representatives who are partners in independent partnerships in the sector of claims adjustment (D-9.2, r.11)
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N° 8 |
September 30, 1999 |
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Regulation respecting the compulsory professional development of financial planners (D-9.2, r.14)
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N° 15 |
November 29, 2007 |
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Regulation respecting the registration of firms, representatives and independent partnerships (D-9.2, r.15)
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N° 7 |
September 28, 2009 |
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Regulation respecting information to be provided to consumers (D-9.2, r.18)
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N° 3 |
September 28, 2009 |
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Regulation respecting the keeping and preservation of books and registers (D-9.2, r.19)
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N° 10 |
September 28, 2009 |
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Regulation respecting titles similar to the title of financial planner (D-9.2, r.20)
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N° 13 |
August 30, 2007 |
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Regulation respecting the administration of the Fonds d'indemnisation des services financiers
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N° 5 |
Repealed on
November 9, 2007 |
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Regulation respecting brokerage activities in connection with loans secured by immovable hypothec
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N° 12 |
Repealed on
May 1, 2010 |
Regulations of the Chambre de la sécurité financière and the Chambre de l'assurance de dommages
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Last Amendment |
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Code of ethics of the Chambre de la sécurité financière (D-9.2, r.3)
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September 30, 1999 |
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Code of ethics of claims adjusters (D-9.2, r. 4)
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January 24, 2008 |
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Code of ethics of damage insurance representatives (D-9.2, r. 4)
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December 6, 2001 |
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Regulation respecting the compulsory professional development of the Chambre de l'assurance de dommages (D-9.2, r.12)
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January 1, 2010 |
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Regulation of the Chambre de la sécurité financière respecting compulsory professional development (D-9.2, r.13)
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November 30, 2006 |
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Regulation of the Chambre de la sécurité financière governing payable fees (Available in French only)
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Regulation and Orders of the Quebec government
Regulations on Securities
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