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3- Registration and Related Matters
[31-101 to 35-101]

Last amendment

+Regulation 31-101 respecting National Registration System (REPEALED) September 28, 2009
+Regulation 31-102 respecting National Registration Database (c. V-1.1, r. 9)September 28, 2009
+Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (c. V-1.1, r. 10)February 28, 2012
+Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund ManagersNot in force
+National Instrument 33-102: Regulation of certain registrant activities (REPEALED)September 28, 2009
+Regulation 33-105 respecting Underwriting Conflicts (c. V-1.1, r. 11)September 28, 2009
+Regulation 33-109 respecting Registration Information (c. V-1.1, r. 12)July 11, 2011
+National Instrument 35-101: Conditional Exemption from registration for United States broker-dealers and agents (c. V-1.1, r. 13)May 22, 2001

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