DateTitle
May 10, 2012Canadian securities regulators strengthen over-the-counter rules
May 03, 2012Proposed Acquisition of TMX Group by Maple Group Acquisition Corporation - AMF Issues Certain Decisions and Launches Consultation on CDS
April 30, 2012Canadian securities regulators grant Designated Rating Organization status under new regulatory framework
April 26, 2012CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions
April 19, 20122012-2017 Strategic Plan - AMF to help consumers be more vigilant and to foster more industry exchanges
April 13, 2012CSA and IIROC announce the implementation of a dark liquidity framework in Canada
April 13, 2012CSA seeks comment on proposed over-the-counter derivatives exemption
April 10, 2012Mount Real and Norshield - Marc-André Froment and Roberto Milzi fined
April 04, 2012Cease trade order against Orbite Aluminae Inc. lifted
March 30, 2012Late Insider Trading Reports - Guy Goulet fined $57,000
March 29, 2012CSA Issues Investor Watch Regarding Foreign Currency Exchange (Forex/FX) Trading
March 28, 2012Money-services businesses - New regulatory framework effective April 1, 2012
March 21, 2012Illegal Practice in Damage Insurance - President of Water Safety Services Inc. and International Water Safety Foundation pleads guilty to 16 counts and is fined $83,000
March 20, 2012Illegal Practices and Distributions - Simon Déry Fined $42,000
March 19, 2012March: Fraud Prevention Month - Monitoring and detection help prevent fraud
March 16, 2012Distribution other than through a representative - Four insurers fined $80,000
March 15, 2012Proposed Acquisition of TMX Group Inc. - AMF intends to approve Maple application
March 07, 2012Financière Hélios Capital - Service of hearing notice
March 07, 2012March: Fraud Prevention Month - Caution with regard to social media
March 06, 2012Online fraud awareness campaign confirms investors' vulnerability
March 05, 2012Cease trade order against Orbite Aluminae Inc. maintained
March 05, 2012Caution regarding currency market - AMF cautions investors about solicitations through Markets.com and Bforex Ltd.
March 02, 2012AMF launches new consumer awareness campaign Five Key Questions to Help Avoid Financial Ruin
March 02, 2012CSA and IIROC Seek Input on Trade Transparency
March 02, 2012Carrefour - Bureau Decision Served
March 01, 2012Carrefour - Bureau Decision Served
March 01, 2012Cease trade order against Orbite Aluminae Inc.
February 29, 2012AMF Enforcement - Suppressing and Detecting Fraud and Educating Consumers
February 29, 2012Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of Decision by Bureau
February 23, 2012Véhicules Nemo inc. - Michel Noreau fined $32,000
February 22, 2012Canadian Securities Regulators' 2011 Enforcement Report Highlights Proactive Measures to Protect Investors
February 21, 2012Illegal Distributions - Sebouh Melkonian fined $127,000
February 20, 2012Tectane Technologies Corporation - AMF Files 138 Charges
February 20, 2012Hippocampe - AMF files 28 charges against Simon Déry and Pierre Legault
February 17, 2012Richvale and Aurock Inc. - AMF lays charges against Pasquale Schiavone and Pierre Couture
February 17, 2012Triglobal - 2008-004 - Freeze order extension
February 17, 2012Triglobal - 2007-033 - Freeze order extension
February 17, 2012Alert - AMF urges caution regarding Nagle & Associates Insurance Compagny
February 14, 2012Illegal Distributions - Efstratios Gavriil fined $90,000
February 10, 2012Australian Securities and Investments Commission, Quebec Autorité des marchés financiers, Ontario Securities Commission, Alberta Securities Commission and British Columbia Securities Commission Sign Regulatory Cooperation Arrangement
February 10, 2012CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing
February 09, 2012Carrefour - Notice of hearing
February 09, 2012Canadian securities regulators modernize rules concerning mutual funds
February 06, 2012Raphäel Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of hearing notice
February 02, 2012Illegal distributions in the Outaouais - AMF launches penal proceedings against Sébastien Doyon, Jean Verdon and 4412265 Canada inc.
February 01, 2012Already subject to penal proceedings for illegal distributions - Investors cautioned against solicitations by Daniel Poulin
February 01, 2012Pershimco - AMF files 41 charges against Roger Bureau and Ressources Pershimco inc.
January 30, 2012Triglobal - 2008-004 - Notice of hearing
January 30, 2012Triglobal - 2007-033 - Service of request for freeze order extension
January 27, 2012Canadian securities regulators adopt regulatory regime for Credit Rating Organizations
January 20, 2012Comments accepted until March 9, 2012 - AMF extends consultation on compensation
January 17, 2012Cease trade and freeze orders issued against Archer Gold Inc.
