DateTitle
December 28, 2011Acting illegally as securities dealer and distribution without prospectus - Louis-Paul Lafond and Jean-Pierre Lafond plead guilty
December 22, 2011Carole Morinville - Service of Decision by Bureau de décision et de révision
December 21, 2011Financière Hélios Capital - Service of Decision by Bureau
December 16, 2011AMF To Adjust Costs And Fees
December 15, 2011Money-Services Businesses The AMF Revises its Proposed Regulatory Framework
December 14, 2011Illegal Insider Trading - Patrice Live fined $5,000
December 13, 2011Illegal Practices and Distributions - Italo Testa fined a total of $433,500
December 12, 2011Consultation On Compensation Of Consumers Of Financial Products And Services In Québec
December 08, 2011Illegal Practices and Distributions - Bertrand Lussier fined a total of $121,000
December 05, 2011Raymor - AMF Clarification
December 05, 2011Carole Morinville - Service of hearing notice
December 02, 2011Alleged Market Manipulation - Wanderport Corp. and Neuro-Biotech inc. - New orders to freeze assets, cease trading and shut down website
December 01, 2011Micro-Prêts inc. - AMF launches penal proceedings
November 30, 2011Market Manipulation - Yvan Guyon fined $40,000
November 28, 2011Financière Hélios Capital - Service of hearing notice
November 25, 2011Canadian Securities Regulators Propose Enhancements to Scholarship Plan Disclosure
November 25, 2011Canadian Securities Regulators Propose Amendments to “Pre-Marketing” and “Marketing” Prospectus Rules
November 25, 2011The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement.
November 23, 2011Financial Literacy Month - Three new guides on personal finances
November 22, 2011Illegal practice as a dealer - AMF seeks $18,000 in fines against Bernard Simon Nagy
November 18, 2011Illegal Distributions in the Regions of Montérégie and Estrie - AMF launches penal proceedings against Jean-François Demers and Éric Landry
November 18, 2011Canadian securities regulators announce enhanced policy concerning electronic delivery of documents
November 11, 2011Firm Tolerated Employee's Illegal Practice - Administrative penalty imposed on Cailloux, Dagort et associés inc.
November 11, 2011Proceeding against an insurer - L'Excellence pleads guilty
November 10, 2011Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions
November 09, 2011Two Separate Judgments - Jean-Yves Mulet Avella is guilty
November 08, 2011Illegal Practice as Dealer - AMF files 16 charges against Robert (Bob) McIntosh
November 04, 2011Carrefour - Orders issued in December 2009 partially maintained
November 04, 2011Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation
November 02, 2011Proposed Maple Group Transactions - AMF to maintain public consultation and hearings
November 01, 2011Misrepresentations filed with AMF - Personal insurance firm and responsible officer fined $20,000
October 31, 2011Canadian securities regulators announce launch of online investment fraud awareness campaign
October 27, 2011Proceeding against as insurer - AMF launches penal proceedings against Excellence
October 26, 2011Illegal Practices and Distributions - AMF launches penal proceeding against Antonio Care
October 25, 2011Triglobal - 2008-004 - Freeze order extension
October 25, 2011October - Investor Education Month - AMF is source of objective information about travel insurance
October 24, 2011Illegal Practice in Damage Insurance - Céline Émond fined $32,000
October 24, 2011Top investment scams in Canada
October 21, 2011Triglobal - 2007-033 - Freeze order extension
October 21, 2011Eco6 and Fiducie Catholique les Anges de l'Air - AMF files 69 charges
October 21, 2011Acamex Capital Corporation - Frank Mastrocola fined a total of $125,500
October 20, 2011Proposed Maple Group Transactions - AMF public hearings scheduled for November 24 & 25, 2011
October 19, 2011AMF 2010-2011 Annual Report
October 13, 2011Illegal Practice as Dealer - AMF files 25 charges against André Bouchard
October 11, 2011Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of hearing notice
October 11, 2011Report on Protection of Vulnerable Persons - Possible solutions put forward
October 07, 2011Maple Application Filed and AMF Public Consultations Launched
October 06, 2011Illegal Distributions in Drummondville Area - AMF launches penal proceedings against Denis Gariépy and his firms
September 30, 2011Late Insider Trading Reports - AMF sues Michel Lemay
September 30, 2011Late Insider Trading Reports - AMF sues Joel Scodnick
September 28, 2011Triglobal - 2008-004 - Notice of hearing
September 28, 2011Triglobal - 2007-033 - Service of request for freeze order extension
September 13, 2011Canadian securities regulators warn issuers using mass advertising
September 08, 2011Triglobal - 2007-033 - Freeze order extension
September 07, 2011Late Insider Trading Reports - Michel David fined $8,700
September 06, 2011Financière Hélios Capital - Service of Decision by Bureau
August 25, 2011Investor warning - AMF warns Quebeckers about Internet solicitation
August 24, 2011Investor Warning - AMF cautions Quebeckers against solicitations by BlackFox Capital and Daniel Wuthrich
August 19, 2011Proactive Computer Services - Service of notice of application for further detention of seized property
August 17, 2011Triglobal - 2007-033 - Service of request for freeze order extension
August 16, 2011Financière Hélios Capital - Service of hearing notice
August 15, 2011Financière Hélios Capital - Service of hearing notice
August 12, 2011Courtier en service automobile (CSA) files for bankruptcy - AMF to conduct in-depth review
August 12, 2011Canadian Securities Regulators Proceed With Stage 2 of Point of Sale Disclosure for Mutual Funds
August 11, 2011Financière Hélios Capital - Service of hearing notice
August 11, 2011Illegal Distributions and Embezzlement - Freeze and cease trade orders, and suspensions in relation to the activities of Daniel L'Heureux, 9248-8543 Québec Inc. and Nosfinances.com Inc.
August 11, 2011Notice of hearing related to the matter of IAB Média inc., in respect of Neuro-Biotech inc., Wanderport Corp. and Andrea Cortellazzi
August 10, 2011Allegations of Forgery and Misappropriation of Funds - Cancellation of registration of Groupe Hallé Assurances et Services Financiers inc.
August 03, 2011Illegal Practice as a Claims Adjuster - AMF launches penal proceedings against Georges Younes
August 01, 2011Notice of hearing
July 29, 2011CSA and IIROC announce regulatory framework for dark liquidity in Canada
July 29, 2011Canadian securities regulators seek comment on proposed rule for venture issuers
July 28, 2011Illegal Distributions in Québec City Area - AMF launches penal proceeding and seeks fines totalling $573,000
July 26, 2011Penal Proceedings in the Matter of Fer de Lance Foundation - AMF seeking prison terms and heavy fines
July 25, 2011ICC Capital Management Inc. and John Dracontaidis. AMF launches penal proceeding and seeks just over $1.2 million in fines
July 22, 2011Canadian Securities Regulators Proceed With Enhanced Executive Compensation Disclosure Requirements
July 21, 2011Illegal Practice as a Claims Adjuster - Maurico Bourque Labelle fined $6,500
July 21, 2011Alleged market manipulation - Orders to cease trading and shut down website
July 21, 2011AMF sings agreement with Assurexperts Inc. and Groupe Finance & Indemnisation
July 21, 2011Carrefour - Freeze order extension
July 20, 2011Allegation of illegal distributions - Company based in Estrie - Cease trade and freeze orders issued and website shut down in connection with activities of Micro-Prêts inc.
July 19, 2011Illegal Practices and Distributions - AMF launches penal proceedings against Richard Longpré and seeks over $1.3 million in fines and a prison term
July 18, 2011AMF seeks fines of $710,000 and prison term
July 15, 2011Canadian securities regulators seek comment on proposed amendments to prospectus rules
July 15, 2011Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2011
July 14, 2011Carrefour - Freeze order extension
July 11, 2011Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of Decision by Bureau
July 05, 2011Canadian Securities Administrators publish guidance on marketing practices of portfolio managers
July 04, 2011Triglobal - Notice of hearing
July 04, 2011Carrefour - Orders issued in December 2009 partially maintained
July 04, 2011Patrick Déry appointed AMF Superintendent, Client Services, Compensation and Distribution
June 30, 2011Illegal Practices and Distributions - AMF launches penal proceedings against André Bernou, Intra Pacifico Consultant Inc. and Francine Bourque
June 30, 2011Triglobal - 2008-004 - Freeze order extension
June 30, 2011Triglobal - Notice of hearing
June 30, 2011Proposed transaction between TMX Group and LSEG - Public consultation and hearings cancelled
June 29, 2011Illegal Practices and Distributions - AMF launches penal proceedings against Jean-Pierre Beaudry
June 29, 2011Illegal Practice in Damage Insurance - Zaineb Darkaoui fined $46,000
June 23, 2011Canadian Securities Administrators Seek Comments on Regulation of Over-the-Counter Derivatives Trade Reporting and Repositories
June 22, 2011Canadian Securities Administrators Propose Enhanced Disclosure Requirements on Investment Costs and Performance
June 22, 2011Illegal practice and distributions - AMF files suit against Claude Mercier and seeks fines of $1,845,000 and prison term
June 21, 2011Québec-France mutual recognition of professional qualifications - Agreements on mobility of insurance and securities professionals
June 15, 2011Fraudulent e-mails sent from Laval and Rimouski - AMF thwarts marketing scam
June 14, 2011Notice of hearing
June 13, 2011Illegal Practices and Distributions - Fines totalling $1,238,000 imposed in Flamingo matter
June 10, 2011Money-Services Businesses - AMF publishes draft regulations
June 10, 2011Canadian securities regulators propose adopting BC's Over-the-Counter rule
June 09, 2011Improved solvency of financial services cooperatives in Québec in 2010
June 09, 2011Improvement in trust companies' results and decline in savings companies' profitability in 2010
June 09, 2011Profits in Québec automobile insurance industry continue rising in 2010
June 09, 2011Market share of Québec insurers exceeds 50%
June 07, 2011Triglobal - 2008-004 - Notice of hearing
June 06, 2011Illegal Practice and Distributions - AMF launches penal proceedings against Richard Tremblay and André Mailloux and is seeking $1,120,400
June 03, 2011Illegal Practices and Distributions - Hooshang Imanpoorsaid fined $376,000
June 02, 2011Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation
June 01, 2011Canadian Securities Regulators Issue Guidance in the Event of the Disruption of Mail Service
June 01, 2011Winnipeg Student wins 2011 CSA Financial Fitness Challenge grand prize
May 26, 2011Securities Violations - Administrative penalties imposed on Gestion d'actifs Joël Raby inc. and Service Financier Rimac inc.
May 26, 2011Canadian Securities Regulators Seek Feedback on Next Phase of Investment Funds Modernization Initiative
May 25, 2011Allegations of illegal practices and distributions - Cease trade and freeze orders against Robert Morin and Roger Éthier
May 20, 2011Carrefour - Notice of hearing
May 19, 2011Luc Chartrand not authorized to act as securities adviser
May 17, 2011Caution - Derivatives Market - AMF cautions about solicitations made by International Youtrade Investments MA Ltd. and You Trade Holdings Limited
May 16, 2011Triglobal - 2007-033 - Freeze order extension
May 16, 2011Cease trade order and suspension of registration rights of Pierre-Louis Péloquin and Mandataire P.L.P. inc.
May 13, 2011Financière Hélios Capital - Service of Decision by Bureau
May 13, 2011Proposed transaction between TMX Group and London Stock Exchange Group PLC - Application Filed And AMF Public Consultations Launched
May 12, 2011Illegal insider trading and late insider trading report - Richard Quesnel fined $132,974
May 11, 2011Carole Morinville - Service of decision by Bureau de décision et de révision
May 11, 2011Ressources minières Andréane inc. - AMF launches penal proceedings and seeks fines totalling $2,824,000
May 11, 2011Downshire Capital Inc. - Cease trade order issued against Frédéric Allali
May 11, 2011Illegal insider trading - AMF prosecuting MEGA Brands officers; claims almost $6,500,000
May 10, 2011Illegal Practices and Distributions - AMF launches proceeding against Sylvain Langelier-Legault and seeks $225,000 in fines and prison term
May 09, 2011Carole Morinville - $1,600,000 in compensation claims
May 06, 2011Norshield - Yves Tardif fined $104,000
May 06, 2011Illegal practice as insurance representative - Jocelyne Bernier found guilty
April 29, 2011AMF launches penal proceedings against Feico Leemhuis
April 29, 2011Canadian securities regulators propose enhanced policy concerning electronic delivery of documents
April 28, 2011Jack Cytrynbaum Assurance inc. ordered to pay $15,000 penalty
April 27, 2011Triglobal - 2007-033 - Service of request for freeze order extension
April 21, 2011Fraud in Classified Ads - Normand Bouchard fined a total of $310,000
April 20, 2011Pierre Jolicoeur - Proceeds from illegal sale frozen
April 19, 2011Illegal distributions related to currency market - Michel Julien fined $184,500
April 18, 2011Education and Good Governance Fund - $750,000 for financial education and research projects in Québec
April 15, 2011Canadian Securities Regulators Update Registration Regime for Registrants
April 08, 2011Financière Hélios Capital - Service of hearing notice
April 08, 2011Canadian securities regulators adopt new version of mining rule
April 08, 2011Canadian Securities Regulators Take Steps to Reduce Risks Associated with Electronic Trading
April 07, 2011Aiding with illegal distributions and illegal practice as dealer - Luc Tessier finded $336,000
April 05, 2011SOM - AMF Survey - Less than half of Quebeckers know when "Its too good to be true"
April 01, 2011Canadian Securities Regulators Release Oversight Review of IIROC
April 01, 2011Canadian Securities Regulators Propose Enhanced Oversight of Securitized Products
March 29, 2011CSA, IIROC and MFDA launch expanded disciplined persons list
March 23, 2011Money-Services Businesses - AMF Information Sessions
March 18, 2011Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of Decision by Bureau
March 18, 2011Carrefour - Freeze order extension
March 18, 2011Canadian Securities Regulators Update Proposal on Regulatory Regime for Credit Rating Organizations
March 16, 2011Transactions based on privileged information - AMF sues Véronique Jallabert
March 16, 2011Already prosecuted for illegal practice - Order issued against Simon Déry
March 11, 2011AMF reaches agreement with St-Paul Fire and Marine Insurance Company
March 08, 2011CSA's Free Mobile Money Management App helps track saving and spending
March 07, 2011Triglobal - 2008-004 - Freeze order extension
March 07, 2011Not responsible by reason of mental disorders - AMF appeals decision rendered in respect of Denis Patry
March 03, 2011Canadian Securities Regulators caution against online investment fraud
March 02, 2011Cease trade order - Voyageur Foundation and representatives not authorized to operate in Québec
March 01, 2011Aiding with illegal distributions and illegal practice as dealer - Luc Tessier guilty
February 25, 2011Mount Real and Norshield - Nick Mylonakis, William Marston and René Proteau fined
February 22, 2011AMF Enforcement Activity - Sterner sanctions in 2010
February 22, 2011Canadian Securities Regulators' 2010 Enforcement Report Indicates More Violators Facing Jail Time for Breaching Securities Laws
February 21, 2011Illegal Practice as Mutual Fund Representative - Alan Murphy fined $26,000
February 16, 2011Triglobal - 2008-004 - Notice of hearing
February 16, 2011Norbourg Class Action - Final Agreement Reached
February 15, 2011Raphaël Huppé, Vida Pharma Internation Corporation and Effective Control Corporation - Service of hearing notice
February 15, 2011Carrefour - Notice of hearing
February 15, 2011Online Videos and Contest Offer Youth Chance to Get Financially Fit and Win Big
February 09, 2011Possible Ponzi Scheme - Cease Trade and Freeze Orders Against Alain Péloquin
February 04, 2011Tanzanite - AMF files 144 charges and seeks fines totalling over $2 million
February 03, 2011Illegal Practices and Distributions - AMF files 633 charges and seeks nearly $11 million in fines
February 02, 2011Acamex Capital Corporation - Peter Krauth fined $61,500
January 31, 2011Triglobal - 2007-033 - Freeze order extension
January 27, 2011Fraud in Classifieds Ads - Normand Bouchard found guilty
January 24, 2011Mount Real - Paul Messier Jr fined $104,000
January 21, 2011Bill Rice named new chair of the Canadian Securities Administrators
January 20, 2011C'est votre argent on Argent television channel - Guy Mongrain collaborates with AMF once again
January 19, 2011Norbourg Class Action - Agreement in Principle Reached Between Parties
January 18, 2011Financière Hélios Capital - Service of Decision by Bureau
January 17, 2011Cease trade order on units of LaSalle Funds
January 12, 2011Progressive Management Limited - AMF files 239 charges and seeks over $2.1 million in fines
January 07, 2011Triglobal - 2007-033 - Service of request for freeze order extension
