Exchanges

An exchange is an organized market on which securities, such as shares, options and futures contracts, are traded.

* Please note that most of the following documents are available in French only.

• Alpha Exchange Inc.
   
  • Exchange recognition exemption order (Decision 2012-PDG-0024 dated 2012-03-13, Bulletin 2012-03-16 Vol. 9, no 11)
     
  • Order exempting issuers whose securities are listed on the Alpha Main market operated by Alpha Exchange Inc. from certain requirements of securities regulation (Decision 2012-PDG-0060 dated 2012-03-13, Bulletin 2012-03-30 Vol. 9, no 13)
     
  • Order exempting issuers whose securities are listed on the Alpha Venture Plus marketplace operated by Alpha Exchange Inc. from certain requirements of securities regulation (Decision 2012-PDG-0061 dated 2012-03-29, Bulletin 2012-03-30 Vol. 9, no 13)

 

• TSX Venture Exchange Inc.

  • Authorization exemption – (# 2004-PDG-0076 dated 2004-06-28, Bulletin 2004-07-02 Vol. 1 No. 22)

 

• Montréal Exchange Inc.

  • Recognition and authorization decision – (# 2008-PDG-0102 dated 2008-04-10, Bulletin 2008-04-11 Vol. 5 No. 14)

  • Suspension of the financial ratios and reports condition of the order respecting its authorization to carry on business as an exchange and recognition as a self-regulatory organization in Québec (Decision 2012-PDG-0030 dated 2012-02-16, Bulletin 2012-02-24 Vol. 9, no 8)

 

• Canadian Trading and Quotation System Inc. (now known as CNSX Markets Inc.)

  • Authorization decisions:

    • Authorization decision – (# 2008-PDG-0258 dated 2008-10-31, Bulletin 2008-11-07 Vol. 5 No. 44)

    • Temporary authorization decision – (# 2008-PDG-0181 dated 2008-06-26, Bulletin 2008-06-27 Vol. 5 No. 25)

    • Temporary authorization decision – (# 2007-PDG-0147 dated 2007-08-30, Bulletin 2007-09-07 Vol. 4 No. 36)

 

• Eurex Deutschland et Eurex Frankfurt AG

  • Exemptions from certain requirements of the Derivatives Act and from Regulation 21-101 respecting Marketplace Operation and Regulation 23-101 respecting Trading Rules (Decision 2010-PDG-0036 dated February 23, 2010, Bulletin 2010-02-26 Vol. 7, no 8)

 

• ICE Futures Canada, Inc.

  • Exemptions from certain requirements of the Derivatives Act (Decision 2010-PDG-0034 dated February 23, 2010, Bulletin 2010-02-26 Vol. 7, no 8)

 

• Independent Electricity System Operator (IESO)

  • Authorization decision – (# 2004-PDG-0028 dated 2008-04-28, Bulletin 2004-04-30 Vol. 1 No. 13)

 

• London Stock Exchange plc

  • Authorization decision – (# 2007-PDG-0060 dated 2007-03-20, Bulletin 2007-03-23 Vol. 4 No. 12)

 

• NASDAQ

  • Act respecting Nasdaq stock exchange activities in Québec

 

• Natural Gas Exchange (NGX)

  • Recognition exemption:

    • Recognition exemption (# 2002-C-0439 dated 2002-11-29, Bulletin 2003-03-14 Vol. XXXIV No. 10)

    • Temporary recognition exemption for NGX – (# 2002-C-0196 dated 2002-06-07, Bulletin 2002-09-06 Vol. XXXIII No. 35)

 

• TSX Inc.

  • Authorization exemption – (#2004-PDG-0012 dated 2004-02-27, Bulletin 2004-03-12 Vol. 1 No. 6)

 

• Memorandum of Understanding about the Oversight of Exchanges and Quotation and Trade Reporting Systems (Bulletin 2009-12-18 Vol. 6 No.50) (Available in English)

  • List of Exchanges, Lead Regulators and Exempting Regulators in relation to the Memorandum of Understanding respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems as of January 1, 2011 (Bulletin 2010-12-17 Vol. 7 No.50)

 

Haut de page