Directives -  Distribution of financial products and services

• Guidance intended for independent representatives and firms with only one representative – all sectors (May 2007)
• Section 32 of the Act respecting the distribution of financial products and services
  (May 2003)
• Directive on group insurance requalification and reciprocity outside of Québec
  (Nov. / Dec. 2002)
• Directive concerning commission sharing, in reference to sections 100 and 101 of the Act respecting the distribution of financial products and services (February 5, 2001)
• Directive concerning the obligations of disclosure of distributors pursuant to sections 431 to 433 of the Act respecting the distribution of financial products and services
  (April 9, 2001)
• Directive on section 33 of the Act respecting the distribution of financial products and services concerning the use of separate forms (May 30, 2001)
• Procedure for the block transfer of clients' records between securities firms
  (December 5, 2001).
• Directive respecting the application of section 441 (February 2000)
• Directive concerning the marketing of the registers of the Bureau (May 2000)
• Directive concerning contracting-out and network agreements (June/July 2000)
• Limited powers of Attorney and Letters of Authorization used by group savings brokerage firms within the Scope of transactions concerning Mutual Fund Securities
  (June/July 2000)
• Directive concerning the exemptions relative to the certification requirements applicable to candidates who are authorized to act in another Canadian province (reciprocal agreement) (October 2000)
• Directive concerning the complaints register (December 5, 2001)
• Directive concerning employees in group insurance firms (Feburary 2000)
• Directive concerning the certification and the obligation to make a choice as to the way to carry on business (February 2000)
• Directive on the verification by third parties of the ways of carrying on business (June/July 2000)
• Implementation Directive of the Autorité des marchés financiers pertaining to the Definition and exclusive activities of claims adjusters (May 29, 2009)

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