Securities dealers, advisers and investment funds manager

This section is intended for all individuals or enterprises that operate or would like to operate in the area of securities as a dealer, adviser, investment funds managers, registered and permitted individuals.

Select an item to access information that is specifically related to your activities and your right to practice. You can also view general information on various administrative procedures and obligations.

• Register – Dealers, advisers, investment funds managers, registered and permitted individuals- Securities
• Forms for financial sector participants – Securities
   
• Obligations and administrative procedures
• Laws and Regulations - Securities
   

Information Centre
Québec City: 418-525-0337
Montréal: 514-395-0337
Toll-free: 1-877-525-0337
Fax: 418-647-9963
information@lautorite.qc.ca