Alternative trading systems

An alternative trading system is an entity that constitutes, maintains or provides a market or facility for bringing together buyers and sellers of securities and orders for securities and that uses established, non-discretionary methods under which the orders interact with each other, but does not include an exchange or a recognized quotation and trade reporting system.

* Please note that most of the following documents are available in French only.

• Bloomberg Tradebook Canada Compan

  • Dealer registration decision – (# 2002-C-0314 dated 2002-09-04, Bulletin 2002-09-27 Vol. XXXIII No. 38)

• Candeal.ca Inc. & Tradeweb LLC

  • Exemptions allowing the operation of an alternative trading system for non-Canadian fixed income securities (TRADEWEB LLC) – (# 2008-DIST-0027 dated 2008-03-13, Bulletin 2008-03-21 Vol. 5 No. 11)

  • Dealer registration decision – (# 2002-C-0246 dated 2002-07-09, Bulletin 2007-07-12 Vol. XXXIII No. 27)

  • Exemption from requirement to have a principal establishment in Québec (# 2002-CA-0818 dated 2002-07-09, Bulletin 2002-07-26 Vol. XXXIII No. 29)

• Chi-X Canada ATS Limited

  • Dealer registration decision – (# 2008-SENT-0049 dated 2008-01-24)

• Liquidnet Canada Inc.

  • Dealer registration decision – (# 2005-DIST-0035 dated 2005-05-25, Bulletin 2005-06-03 Vol. 2 No. 22)

  • Exemption from requirement to have a principal establishment in Québec – (# 2005-PDIS-0292 dated 2005-05-25, Bulletin 2005-06-03 Vol. 2 No. 22)

• TriAct Canada Marketplace LP (now known as Match Now)

  • Dealer registration exemption – (# 2007-DIST-0003 dated 2007-01-16, Bulletin 2007-01-26 Vol. 4 No. 4)

• Markets Securities Inc. (now known as Perimeter)

  • Dealer registration decision – (# 2005-DIST-0030 dated 2005-05-17, Bulletin 2005-05-27 Vol. 2 No. 21)

  • Exemption from requirement to have a principal establishment in Québec – (# 2005-PDIS-0279 dated 2005-05-12, Bulletin 2005-05-27 Vol. 2 No. 21)

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