Securities dealers, advisers and investment funds manager, registered and permitted individuals

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Home > A financial sector participant > Securities dealers, advisers and investment funds manager, registered and permitted individuals

Securities dealers, advisers and investment funds manager, registered and permitted individuals

This section is intended for all individuals or enterprises that operate or would like to operate in the area of securities as a dealer, adviser, investment funds managers, registered and permitted individuals.

Select an item to access information that is specifically related to your activities and your right to practice. You can also view general information on various administrative procedures and obligations.